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U.S. Securities and Exchange Commission
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#	Item
211	UNITED STATES SECURITIES AND EXCHANGE COMMISSION altERATIONS CENTER ALEXANDRIA. VA 22312 Add to Reading List Source URL: public.resource.org Language: English - Date: 2008-11-01 14:03:32 Corporate crime U.S. Securities and Exchange Commission Carl Malamud SEC filings United States corporate law Electronic Municipal Market Access
212	Microsoft WordDisclosure Summary Add to Reading List Source URL: www.tradition.com Language: English - Date: 2016-06-06 11:35:46 Self-regulatory organizations United States securities law Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Investor Protection Corporation Security Privacy Securities regulation in the United States
213	Department of the Treasury Fiscal Service, Bureau of the Public Debt 31 CFR PartGeneral Regulations Governing U.S. Securities Department of the Treasury Circular 300, as revised and amended As of July 2008 Add to Reading List Source URL: freedom-school.com Language: English - Date: 2015-05-02 12:24:43 73rd United States Congress U.S. Securities and Exchange Commission Security Stock market Bond Securities Exchange Act United States Treasury security Bureau of the Public Debt
214	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-03-04 12:06:15 U.S. Securities and Exchange Commission 73rd United States Congress Securities Act Securities Exchange Act Security New York Stock Exchange Forward-looking statement Stock exchange
215	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-04-08 15:46:40 73rd United States Congress U.S. Securities and Exchange Commission Corporate crime Securities Exchange Act Securities regulation in the United States Security SEC filing Regulation S-K
216	June 29, 2016 Via Electronic Submission (www.sec.gov) Mr. Brent J. Fields, Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC Add to Reading List Source URL: www.investmentadviser.org Language: English - Date: 2016-06-30 13:00:16 Investment Financial adviser Registered Investment Adviser Investment Advisers Act Accredited investor Qualified institutional buyer Hedge fund U.S. Securities and Exchange Commission Regulation D Investor Institutional investor Private equity
217	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-03-04 12:06:11 SEC filings 73rd United States Congress U.S. Securities and Exchange Commission Securities Exchange Act Form 8-K Securities Act Regulation S-K
218	Statement of Financial Condition In accordance with requirements of the Securities and Exchange Commission (the “SEC”) under SEC Rule 17a-5, the audited Statement of Financial Condition as of December 31, 2012 of BNP Add to Reading List Source URL: primebroker.com Language: English - Date: 2015-08-27 11:43:46 U.S. Securities and Exchange Commission United States securities law Financial markets 73rd United States Congress Broker-dealer Fixed income market Securities Exchange Act Margin Net capital rule Securities Act
219	Notes Bearing Interest Published by the Business Law Section of the North Carolina Bar Association • Section Vol. 34, No. 1 • November 2012 • www.ncbar.org The Chair’s Comments The section’s first council meeti Add to Reading List Source URL: www.smithlaw.com Language: English - Date: 2015-10-13 12:01:39 U.S. Securities and Exchange Commission Crowdfunding Stock market United States securities law 73rd United States Congress Regulation A Regulation D Jumpstart Our Business Startups Act Securities Act Securities regulation in the United States Securities Exchange Act SEC filing
220	U.S. Securities and Exchange Commission Automated Electronic Contract Writing System A Bit of History Add to Reading List Source URL: www.fai.gov Language: English - Date: 2015-04-20 14:40:28 Computer surveillance Espionage Mass surveillance PRISM Privacy of telecommunications War on Terror Federal procurement data system

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